DFX Intelligence

R••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

R••••••• C••••••• L•

CRD 156791

THE WOODLANDS, TX

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Search this name across graphsid dfx:ria:dc51ac91-8195-80d6-090b-002ff619e7bb

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 9
On other graphs: 2
Observed: Feb 14, 2012 to Mar 30, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••••• C••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

R••••••• C••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $4.4B••• Locked
Discretionary RAUM: $4.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $879Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• R•• L••••	n/a	THE WOODLANDS, TX	14	30	n/a	no
W•••••• S•••• H•••••	n/a	THE WOODLANDS, TX	14	18

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• P•••• P••••••• I•• L•	Private Equity Fund	$576M	Mar 29, 2024	105	Mar 31, 2022	reported	021-430414
R••••••• P•••• P••••••• I••• L•	Private Equity Fund	$504M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• J•••••••• M••••••	EXECUTIVE OFFICER	B	yes	02/2022	Mar 2, 2022	Mar 29, 2024
B••••• J•••••••• M••••••	MANAGING MEMBER	C	yes	02/2022	Mar 2, 2022	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R••••••• G••••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• P•• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
R••••••• P•••• P••••••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.4B	$2.7B	63.9%	$1.4B	47.7%	24	23	0	0

Relationships

Advises (8)

→ R••••••• P•• P•••••••• L•Private fundPrivate Equity Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ J••••••••• P•••• H•••••••• L••Private fundPrivate Equity Fund, IA
Mar 31, 2023 to presentfactForm ADV
→ R••••••• P•••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ R••••••• G••••••• P•••••••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
R••••••• C••••••• L• reported RAUM $4.4B, up 64% from $2.7B (2025-05-13 to 2026-03-30)
Form ADVobserved 7 days ago
$1.7B
Occurred
Mar 31, 2025
Regulatory AUM changed
R••••••• C••••••• L• reported RAUM $2.7B, up 47% from $1.8B (2024-03-29 to 2025-03-31)
Form ADVobserved 7 days ago
$856M
Occurred
Mar 29, 2024
Regulatory AUM changed
R••••••• C••••••• L• reported RAUM $1.8B, up 34% from $1.4B (2023-04-13 to 2024-03-29)
Form ADVobserved 7 days ago
$462M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc51ac91-8195-80d6-090b-002ff619e7bb
First observed: Feb 14, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.