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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
3720 S Nash Way, AZ | Chandler, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 5, 2010 | n/a | yes | 3720 S Nash Way, AZ|Chandler, AZ | Current employment |
| NATIONWIDE SECURITIES, LLC | No RAUM reported | Aug 1, 2008 | Jul 19, 2010 | no | PHOENIX, AZ | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Jul 31, 2006 | Aug 1, 2008 | no | WOODLAND HILLS, CA|LOS ANGELES, CA|PHOENIX, AZ|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATIONWIDE SECURITIES, LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 19, 2010 | Aug 5, 2010 | 17 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | NATIONWIDE SECURITIES, LLC | Aug 1, 2008 | Aug 1, 2008 | 0 | Bulk transfer | Other |