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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

THE PROPER ANALYSIS CORPORATION

CRD 110615

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc55d64c-f040-6e1f-860a-206fdddbd208

Data as of May 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2012 to May 31, 2019
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $292MItem 5.F on the latest filing (2019-05-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $287M
Private client RAUM: $272MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 713
Individual clients: 196
High net worth clients: 61
Custody, client assets: $100,000
SEC number: 801-42983
CRD: 110615
Filings on the tape: 15
First filed: Mar 7, 2012
Latest filed: May 31, 2019
Organised: Corporation, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PROPER, WILLIAM, DAVID	PRESIDENT/PRINCIPAL	E	yes	12/1992	Mar 7, 2012	May 31, 2019
OGAN, ANNE, PETERSON	CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER	Na	no	12/1993	Mar 7, 2012	May 31, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WILLIAM D. PROPER, CPA	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019	$292M	$287M	4	3	0	n/a	n/a
2017	Mar 27, 2018	$286M	$238M	5	4	0	n/a	n/a
2016	Mar 31, 2017	$325M	$273M	5	4	n/a	n/a	n/a
2015	Mar 23, 2016	$299M	$256M	4	4	n/a	n/a	n/a
2014	Mar 6, 2015	$337M	$304M	4	4	n/a	n/a	n/a
2013	Feb 3, 2014	$328M	$297M	4	4	n/a	n/a	n/a
2012	Feb 12, 2013	$314M	$286M	4	4	n/a	n/a	n/a
2011	Mar 7, 2012	$292M	$262M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$292M	$286M	2.1%	$299M	-0.8%	4	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VIVALDI CAPITAL MANAGEMENT LP	2	Jan 30, 2020	Jan 21, 2020	BEACHWOOD, OH	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← PROPER, WILLIAM, DAVIDOwnerPRESIDENT/PRINCIPAL, ownership code E, individual
Mar 7, 2012 to presentfactForm ADV

Owns (1)

← OGAN, ANNE, PETERSONOwnerCHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 7, 2012 to presentfactForm ADV

Registered with (2)

← WILLIAM DAVID PROPERAdvisorregistration: previous registration
Jan 23, 2003 to Jan 30, 2020factForm ADV
← GREG ANDREW GOLDFEDERAdvisorregistration: previous registration
Mar 3, 2010 to Jan 30, 2020factForm ADV

Moved with (1)

→ VIVALDI CAPITAL MANAGEMENT LPRegistered adviser2 advisors, team lift out, same day
Jan 30, 2020 to Jan 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc55d64c-f040-6e1f-860a-206fdddbd208
First observed: Mar 7, 2012
Last observed: May 31, 2019 88 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE PROPER ANALYSIS CORPORATION

CRD 110615

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc55d64c-f040-6e1f-860a-206fdddbd208

Data as of May 31, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PROPER, WILLIAM, DAVID

PRESIDENT/PRINCIPAL

yes

12/1992

Mar 7, 2012

May 31, 2019

OGAN, ANNE, PETERSON

CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER

12/1993

Mar 7, 2012

May 31, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WILLIAM D. PROPER, CPA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 29, 2019

$292M

$287M

n/a

2017

Mar 27, 2018

$286M

$238M

n/a

2016

Mar 31, 2017

$325M

$273M

n/a

2015

Mar 23, 2016

$299M

$256M

n/a

2014

Mar 6, 2015

$337M

$304M

n/a

2013

Feb 3, 2014

$328M

$297M

n/a

2012

Feb 12, 2013

$314M

$286M

n/a

2011

Mar 7, 2012

$292M

$262M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$292M

$286M

2.1%

$299M

-0.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VIVALDI CAPITAL MANAGEMENT LP

Jan 30, 2020

Jan 21, 2020

BEACHWOOD, OH

Team lift out

RIA to RIA

100.0%