DFX Intelligence

M••••• B•••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

M••••• B•••• K•••••••

Advisor at L•• F•••••••• L••

BEAVERCREEK, OH

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Search this name across graphsid dfx:ria:dc570a4f-cf14-f353-1e17-39418eee2ad0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 2, 2025	n/a	yes	BEAVERCREEK, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	Jul 3, 2025	no	XENIA, OH\|DAYTON, OH\|HUBER HEIGHTS, OH\|DAYTON, OH\|FEDERAL WAY, WA\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|DAYTON, OH\|FAIRBORN, OH\|DAYTON, OH\|CENTERVILLE, OH\|FAIRBORN, OH\|XENIA, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	L•• F•••••••• L••	Jul 3, 2025	Jul 2, 2025	-1	Firm change	Wirehouse to ibd
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:6413:OH:2025-06-22	Jul 3, 2025	Jul 2, 2025	XENIA, OH	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 2, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jul 3, 2025factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Oct 3, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Jul 3, 2025
Advisor changed firm
M••••• B•••• K••••••• left J••• M••••• S••••••••• L•• for L•• F•••••••• L•• (registered 2025-07-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc570a4f-cf14-f353-1e17-39418eee2ad0
First observed: Oct 3, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.