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Advisor at WELLS FARGO ADVISORS
Charlotte, NC | ST. LOUIS, MO | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 13, 2006 | n/a | yes | ST. LOUIS, MO|CHARLOTTE, NC|Charlotte, NC | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 21, 2006 | Oct 5, 2006 | no | VIRGINIA BEACH, VA|NEW YORK, NY | Previous registration |
| LEGG MASON WOOD WALKER, INCORPORATED | n/a | Apr 5, 2001 | Feb 21, 2006 | no | VIRGINIA BEACH, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Oct 5, 2006 | Oct 13, 2006 | 8 | Firm change | Other |
| LEGG MASON WOOD WALKER, INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Feb 21, 2006 | Feb 21, 2006 | 0 | Bulk transfer | Other |