DFX Intelligence

S•••• P•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst23 years in industry

S•••• P•••••• E••••

Advisor at L•••••• A••••••• A•••••••

FLORENCE | Princeton, TX

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Search this name across graphsid dfx:ria:dc5a8468-f321-6666-02a8-cbca54875bcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• A••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• A••••••• A•••••••	Independent wealth	Nov 15, 2023	n/a	yes	Princeton, TX\|FLORENCE	Current employment
B••••• G••••• A•••••• N••••••• L••	Independent wealth	Jan 5, 2021	Mar 21, 2024	no	Princeton, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• G••••• A•••••• N••••••• L••	L•••••• A••••••• A•••••••	Mar 21, 2024	Nov 15, 2023	-127	Firm change after gap	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	B••••• G••••• A•••••• N••••••• L••	Dec 7, 2017	Jan 5, 2021

Relationships

Registered with (7)

→ L•••••• A••••••• A•••••••Registered adviserregistration: current employment
Nov 15, 2023 to presentfactForm ADV
→ B••• S•• A•••••••• L••Registered adviserregistration: previous registration
factForm ADV
→ B••••• G••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jan 5, 2021 to Mar 21, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviser

Dated events

Occurred
Mar 21, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc5a8468-f321-6666-02a8-cbca54875bcc
First observed: Feb 18, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.