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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

STEPHEN LEE HARRISON

Advisor at LPL FINANCIAL LLC

MARIETTA, GA

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Search this name across graphsid dfx:ria:dc65839e-db82-a97d-f592-7c0aba090132

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 24, 2002
First registration: Oct 9, 2003
Dual registered: yes, broker-dealer
Other names: STEPHEN LEE HARRISON|STEVE HARRISON
IAPD individual key: 4522372

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 11, 2018	n/a	yes	MARIETTA, GA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	May 14, 2018	no	Peachtree Corners, GA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	ATLANTA, GA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 26, 2010	Jan 2, 2015	no	ATLANTA, GA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Oct 9, 2003	Mar 17, 2010	no	NEW YORK, NY\|MARIETTA, GA\|CUMMING, GA\|MARIETTA, GA\|MARIETTA, GA\|ATLANTA, GA\|MARIETTA, GA\|CUMMING, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	May 14, 2018	May 11, 2018	-3	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	NEW ENGLAND SECURITIES CORPORATION	Mar 17, 2010	Mar 26, 2010	9	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 11, 2018 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to May 14, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 26, 2010 to Jan 2, 2015factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 9, 2003 to Mar 17, 2010factForm ADV

Dated events

No dated event names this entity yet.