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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FIRST GEORGETOWN SECURITIES, INC

FIRST GEORGETOWN SECURITIES, INC., CRD 5871

ALEXANDRIA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc692435-8dcc-43fb-958b-1d9e92a6aec4

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2011 to Aug 12, 2026
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $116MItem 5.F on the latest filing (2026-08-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $116M
Private client RAUM: $116MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $57.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 123
Individual clients: 23
High net worth clients: 100
Custody, client assets: $116M
SEC number: 801-136757
CIK: 36349
CRD: 5871
Filings on the tape: 5
First filed: Dec 13, 2011
Latest filed: Aug 12, 2026
Organised: Corporation, DE
Website: firstgeorgetown.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
ROBERT TAYLOR MANN	n/a	ALEXANDRIA, VA	18	51	n/a	yes
CHARLES WILLIAM HARRIS	n/a	ALEXANDRIA, VA	7	44	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HARRIS, CHARLES WILLIAM	CHIEF COMPLIANCE OFFICER	Na	yes	07/2009	Dec 13, 2011	Jun 27, 2012
MANN, ROBERT TAYLOR	President	E	yes	01/1983	Dec 13, 2011	Jun 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NATIONAL FINANCIAL SERVICS LLC	n/a	n/a	n/a	N	no	Ma

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Registered with (3)

← CHARLES WILLIAM HARRISAdvisorregistration: current employment
Jun 27, 2019 to presentfactForm ADV
← ROBERT TAYLOR MANNAdvisorregistration: current employment
May 12, 2008 to presentfactForm ADV
← SEAN MICHAEL DUFFYAdvisorregistration: previous registration
May 5, 2008 to Dec 14, 2016factForm ADV

Controls (2)

← HARRIS, CHARLES WILLIAMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 13, 2011 to Jun 27, 2012factForm ADV
← MANN, ROBERT TAYLOROwnerPRESIDENT, ownership code E, individual
Dec 13, 2011 to Jun 27, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc692435-8dcc-43fb-958b-1d9e92a6aec4
First observed: Dec 13, 2011
Last observed: Aug 12, 2026 39 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST GEORGETOWN SECURITIES, INC

FIRST GEORGETOWN SECURITIES, INC., CRD 5871

ALEXANDRIA, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc692435-8dcc-43fb-958b-1d9e92a6aec4

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

ROBERT TAYLOR MANN

n/a

ALEXANDRIA, VA

n/a

yes

CHARLES WILLIAM HARRIS

n/a

ALEXANDRIA, VA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HARRIS, CHARLES WILLIAM

CHIEF COMPLIANCE OFFICER

yes

07/2009

Dec 13, 2011

Jun 27, 2012

MANN, ROBERT TAYLOR

President

yes

01/1983

Dec 13, 2011

Jun 27, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NATIONAL FINANCIAL SERVICS LLC

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

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