DFX Intelligence

Data Factory

RIA / WealthAdvisor19 years in industry

Seiichi Shinomiya

Advisor at DORADO WEALTH MANAGEMENT LLC

PORT WASHINGTON, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc6baae8-8a80-8108-7008-1118d06dd850

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DORADO WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 1, 2017
First registration: Oct 6, 2006
Dual registered: no
IAPD individual key: 1752347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DORADO WEALTH MANAGEMENT LLC	Independent wealth	Oct 21, 2022	n/a	yes	PORT WASHINGTON, NY	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Jan 29, 2021	Oct 20, 2022	no	New York, NY\|Massapequa, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 29, 2019	Feb 12, 2021	no	New York, NY	Previous registration
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Sep 22, 2016	Apr 22, 2019	no	New York, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 6, 2006	Aug 29, 2007	no	WESTPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	DORADO WEALTH MANAGEMENT LLC	Oct 20, 2022	Oct 21, 2022	1	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	WESTERN INTERNATIONAL SECURITIES	Feb 12, 2021	Jan 29, 2021	-14	Firm change	Ibd to ibd
WESTERN INTERNATIONAL SECURITIES	CITIGROUP GLOBAL MARKETS INC.	Apr 22, 2019	Apr 29, 2019	7	Firm change	RIA to ibd
UBS FINANCIAL SERVICES INC.	WESTERN INTERNATIONAL SECURITIES	Aug 29, 2007	Sep 22, 2016	3,312	Firm change after gap	Other

Relationships

Registered with (4)

→ DORADO WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Jan 29, 2021 to Oct 20, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 29, 2019 to Feb 12, 2021factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 6, 2006 to Aug 29, 2007factForm ADV

Dated events

Occurred
Oct 20, 2022
Advisor changed firm
Seiichi Shinomiya left Western International Securities for Dorado Wealth Management Llc (registered 2022-10-21)
Form ADVobserved 5 days ago