DFX Intelligence

K•••• J••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

K•••• J••••• C•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Leawood, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc6fbb8b-280e-3d1c-b5df-25c6bd660ea5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 2, 2026	n/a	yes	Leawood, KS\|Leawood, KS	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Nov 8, 2017	Feb 4, 2026	no	Prairie Village, KS\|PALM BEACH GARDENS, FL\|SAINT PETERS, MO\|Prairie Village, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 4, 2026	Feb 2, 2026	-2	Firm change	Ibd to ibd
C•••••• C••• F•••••••• S•••••••• I•••	M•••• C••••••• A••••••• S••••••	Dec 1, 2017	Nov 8, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
12963:149018:KS:2026-02-04	Feb 4, 2026	Feb 2, 2026	PRAIRIE VILLAGE, KS	Firm change
29807:12963:KS:2017-12-01	Dec 1, 2017	Nov 8, 2017	PRAIRIE VILLAGE, KS	Firm change

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Nov 8, 2017 to Feb 4, 2026factForm ADV
→ C•••••• C••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 20, 2002 to Dec 1, 2017factForm ADV
→ W• G••••••• S••••••••• I•••

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc6fbb8b-280e-3d1c-b5df-25c6bd660ea5
First observed: Feb 22, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.