DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at UBS FINANCIAL SERVICES INC.
WASHINGTON, DC | Potomac, MD | Gaithersburg, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 8, 2011 | n/a | yes | Potomac, MD|WASHINGTON, DC|Gaithersburg, MD | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 23, 2011 | no | Bethesda, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jul 27, 2006 | Jun 1, 2009 | no | BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Aug 23, 2011 | Aug 8, 2011 | -15 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |