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CRD 332062
TACOMA, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JUN STEPHEN CHEA | Certified Financial Planner | TACOMA, WA | 2 | 33 | 1 | no |
| MICHAEL ROBERT RUFF | Chartered Financial Analyst | TACOMA, WA | 2 | 27 | 1 | no |
| TIMOTHY HOON RHEE | n/a | TACOMA, WA | 1 | 10 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CHEA, JUN, STEPHEN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | yes | 08/2024 | Jul 8, 2024 | Nov 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $331M | $327M | 5 | 3 | 0 | n/a | n/a |
| 2024 | Apr 2, 2025 | $238M | $233M | 4 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $331M | $238M | 39.5% | n/a | n/a | 5 | 4 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| FINANCIAL INSIGHTS WEALTH MANAGEMENT | 2 | Sep 2, 2024 | Sep 5, 2024 | TACOMA, WA | Team lift out | RIA to new firm | 20.0% |