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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Tacoma, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 19, 2023 | n/a | yes | Tacoma, WA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Oct 7, 2014 | Oct 18, 2023 | no | LAKEWOOD, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 18, 2023 | Oct 19, 2023 | 1 | Bulk transfer | Ibd to ibd |