This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 20, 2007earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

13derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63

First exam

Dec 20, 2007

First registration

Apr 29, 2009

Dual registered

yes, broker-dealer

Other names

TRACY CHRISTINE MICHAELS|TRACY CHRISTINE WINDEL|TRACY CHRISTINE SAIHER|TRACY CHRISTINE POTTER|TRACY CHRISTINE POTTER|TRACY CHRISTINE BAKER|TRACY C BAKER|Tracy C. Baker

IAPD individual key

2155909

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dc8daf7b-fece-29ff-1504-cc09103cc253

First observed

Apr 29, 2009

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.