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M•••••• B•••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

M•••••• B•••• K••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

ANCHORAGE, AK | BASTROP, TX | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:dc9117b9-49dc-5d1d-0875-fefb468b4e72

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes	BASTROP, TX\|ANCHORAGE, AK\|PLYMOUTH, MN	Current employment
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 1, 2026	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• M••••••••• I••	W••••• E••••••••• A••••••• S•••••••• L••	Sep 14, 2026	Sep 1, 2026	-13	Firm change	RIA to ibd
C•••••• S••••• • C••• I•••	A•••• C•••••• M••••••••• I••	Jan 6, 2004

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111362:116407:AK:2026-09-14	Sep 14, 2026	Sep 1, 2026	ANCHORAGE, AK	Firm change

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ A•••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Feb 23, 2004 to Dec 31, 2010factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 7, 2001 to Jan 6, 2004factForm ADV

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
M•••••• B•••• K•••••• left A•••• C•••••• M••••••••• I•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2026-09-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9117b9-49dc-5d1d-0875-fefb468b4e72
First observed: May 7, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.