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RIA / WealthAdvisor31 years in industry

DEREK EDWARD JERGER

Advisor at SYMPHONY WEALTH MANAGEMENT

TAMPA, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SYMPHONY WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 4, 1995
First registration: Mar 23, 2012
Dual registered: no
Other names: DEREK EDWARD JERGER|DEREK E JERGER
IAPD individual key: 2546788

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SYMPHONY WEALTH MANAGEMENT	Independent wealth	Apr 27, 2022	n/a	yes	TAMPA, FL	Current employment
SYMPHONY WEALTH MANAGEMENT	Independent wealth	Aug 15, 2016	Dec 31, 2021	no	TAMPA, FL	Previous registration
SYMPHONY WEALTH MANAGEMENT	Independent wealth	Aug 15, 2016	Dec 31, 2019	no	TAMPA, FL	Previous registration
SYMPHONY WEALTH MANAGEMENT	Independent wealth	Aug 11, 2016	Dec 31, 2016	no	MADEIRA BEACH, FL\|TAMPA, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 11, 2015	Aug 4, 2016	no	SEMINOLE, FL	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Jan 2, 2015	Sep 2, 2015	no	LARGO, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 23, 2012	Sep 8, 2014	no	TAMPA, FL\|WESLEY CHAPEL, FL\|PALM HARBOR, FL\|SUN CITY, FL\|SUN CITY CENTER, FL\|NEW PORT RICHEY, FL\|BIRMINGHAM, AL\|CLEARWATER, FL\|SARASOTA, FL\|BRADENTON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	SYMPHONY WEALTH MANAGEMENT	Aug 4, 2016	Aug 11, 2016	7	Firm change	Other
STERNE AGEE ASSET MANAGEMENT, INC.	CETERA INVESTMENT ADVISERS LLC	Sep 2, 2015	Sep 11, 2015	9	Firm change	Other
LPL FINANCIAL LLC	STERNE AGEE ASSET MANAGEMENT, INC.	Sep 8, 2014	Jan 2, 2015	116	Firm change	Other

Relationships

Registered with (4)

→ SYMPHONY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 15, 2016 to Dec 31, 2021factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 11, 2015 to Aug 4, 2016factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Sep 2, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 23, 2012 to Sep 8, 2014factForm ADV

Dated events

No dated event names this entity yet.