DFX Intelligence

S•••• F•••••••• P••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S•••• F•••••••• P••••••• L••

CRD 338642

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Search this name across graphsid dfx:ria:dc9565bf-ec47-654a-9327-74218a326c02

Data as of Sep 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2026 to Sep 7, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
L•••• A• L••••••	n/a	AUSTIN, TX	0	25	n/a	no
D••••• C•••••••• G••••••	Chartered Financial Analyst	AUSTIN, TX	0	17

Relationships

Registered with (3)

← A•••••• G•••• B•••••Advisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← L•••• A• L••••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV
← D••••• C•••••••• G••••••Advisorregistration: current employment
Feb 10, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9565bf-ec47-654a-9327-74218a326c02
First observed: Sep 7, 2026
Last observed: Sep 7, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.