L••• C•••••

Advisor at C••••••• M••••••••• I••••••••• A•••••••• L••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dc95f50b-fd33-c6c7-213b-a0ad72886084

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• M••••••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• M••••••••• I••••••••• A•••••••• L••	Asset manager	Jul 29, 2024	n/a	yes	BOSTON, MA	Current employment
N•••• S••••• I••••••••• L••	Asset manager	Jul 24, 2019	Nov 15, 2024	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••• S••••• I••••••••• L••	C••••••• M••••••••• I••••••••• A•••••••• L••	Nov 15, 2024	Jul 29, 2024	-109	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• M••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ N•••• S••••• I••••••••• L••Registered adviserregistration: previous registration
Jul 24, 2019 to Nov 15, 2024factForm ADV

Dated events

Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc95f50b-fd33-c6c7-213b-a0ad72886084
First observed: Jul 24, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.