This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROSPERA FINANCIAL SERVICES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 1, 1995earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

May 31, 1995

First registration

Jul 31, 1997

Dual registered

yes, broker-dealer

IAPD individual key

2609976

• Occurred

  Jun 21, 2024
  Advisor departed, no destination yet

  David Eugene Smith no longer registered at Painter, Smith And Amberg Inc.; no later IA registration on IAPD

  Form ADVobserved 6 days ago
• Occurred

  Jan 19, 2024
  Advisor changed firm

  David Eugene Smith left Painter, Smith And Amberg Inc. for Prospera Financial Services, Inc. (registered 2024-01-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dc965d4c-ad62-3eec-bcd6-1233b1f2cc0d

First observed

Jul 31, 1997

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.