DFX Intelligence

C••••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

C••••••••• C•••••• L••

CRD 308201

SUMMIT, NJ

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Search this name across graphsid dfx:ria:dc9c9ae5-f266-3d51-5a65-6664a4ac69c2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 22
On other graphs: 2
Observed: Oct 16, 2020 to Mar 31, 2026
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C••••••••• C•••••• L••

Private equity manager · key crd, key sfn adviser, shared crd

Independent Sponsorsidentity

C••••••••• C•••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $3.1B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 19

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••••• O••••••••• M••••• F••• L•	Hedge Fund	$695M	Mar 31, 2026	76	Mar 31, 2022	reported	021-385094
C••••••••• S•• F••• L•	Real Estate Fund	$628M	Mar 31, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• B•••••	CHIEF FINANCIAL OFFICER	Na	yes	12/2023	Mar 27, 2024	Apr 24, 2024
D••••••• P•••• H••••	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	Na	yes	04/2023	Apr 13, 2023	Apr 24, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••••• G• H••••••• I• L••	n/a	n/a	n/a	N	yes	n/a
C••••••••• G• H••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••••••• G• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$2.6B	19.7%	$1.6B	25.1%	19	16	0	0

Relationships

Advises (24)

→ C••••••••• S•• P••••••• F••• L•Private fundReal Estate Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ C••••••••• M• H••••••• F••• T• L•Private fundReal Estate Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ C••••••••• D••••• P•••••• •• O••••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ C••••••••• P•••••• F•••••• P••••••• L•

Dated events

Occurred
Mar 31, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$1.2B
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$53.0M
Occurred
Mar 31, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$50.2M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9c9ae5-f266-3d51-5a65-6664a4ac69c2
First observed: Oct 16, 2020
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.