DFX Intelligence

N••••••• C• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant12 years in industry

N••••••• C• G•••••

Advisor at C•••••••• C••••••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:dc9d708f-0748-919b-c7d2-849458d10ba0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• C••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• C••••••	State registered	Jan 17, 2025	n/a	yes	COLUMBUS, OH	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Feb 25, 2022	Jan 14, 2025	no	Upper Arlington, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	C•••••••• C••••••	Jan 14, 2025	Jan 17, 2025	3	Firm change	Other
G••••• R••••••••• P••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jan 7, 2022	Feb 25, 2022

Relationships

Registered with (4)

→ C•••••••• C••••••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 25, 2022 to Jan 14, 2025factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
May 21, 2021 to Jan 7, 2022factForm ADV
→ C••••• I••••••••• A••••••• L••

Dated events

Occurred
Jan 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9d708f-0748-919b-c7d2-849458d10ba0
First observed: Jan 27, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.