DFX Intelligence

J••• F•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

J••• F•••••• M••••••

Advisor at C••• P•••••• W••••• A•••••••• I•••

San Francisco, CA

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Search this name across graphsid dfx:ria:dc9e6ee5-9243-1a86-4b37-480bce2a6e72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••• W••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••• W••••• A•••••••• I•••	Bd affiliated wealth	Aug 18, 2023	n/a	yes	San Francisco, CA	Current employment
E••••••••• F•••••••• G••••	Independent wealth	Sep 27, 2013	Aug 7, 2023	no	SAN F••••••CO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••••• F•••••••• G••••	C••• P•••••• W••••• A•••••••• I•••	Aug 7, 2023	Aug 18, 2023	11	Firm change	RIA to ibd
O• I••••••••• M••••••••• C•	E••••••••• F•••••••• G••••	May 24, 2023	Sep 27, 2013

Relationships

Registered with (5)

→ C••• P•••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 18, 2023 to presentfactForm ADV
→ E••••••••• F•••••••• G••••Registered adviserregistration: previous registration
Sep 27, 2013 to Aug 7, 2023factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
Aug 6, 2013 to May 24, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 7, 2023
Advisor changed firm
J••• F•••••• M•••••• left E••••••••• F•••••••• G•••• for C••• P•••••• W••••• A•••••••• I••• (registered 2023-08-18)
Form ADVobserved 7 days ago
Occurred
May 24, 2023
Advisor changed firm
J••• F•••••• M•••••• left O• I••••••••• M••••••••• C• for E••••••••• F•••••••• G•••• (registered 2013-09-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dc9e6ee5-9243-1a86-4b37-480bce2a6e72
First observed: Jul 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.