DFX Intelligence

J••••• T••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J••••• T••• H••••

Advisor at D•••• • A••••••••• L••

WAUKESHA, WI

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Search this name across graphsid dfx:ria:dca2de1f-1ee1-a0d2-352b-01edff91e310

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• • A••••••••• L••	Independent wealth	Jun 4, 2026	n/a	yes	WAUKESHA, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 21, 2024	Sep 3, 2025	no	Milwaukee, WI\|MILWAUKEE, WI\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	D•••• • A••••••••• L••	Sep 3, 2025	Jun 4, 2026	274	Firm change	Ibd to RIA
C•••••• S••••• • C••• I•••	L•• F•••••••• L••	Sep 18, 2023	May 21, 2024

Relationships

Registered with (3)

→ D•••• • A••••••••• L••Registered adviserregistration: current employment
Jun 4, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 21, 2024 to Sep 3, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 6, 2015 to Sep 18, 2023factForm ADV

Dated events

Occurred
Sep 3, 2025
Advisor changed firm
J••••• T••• H•••• left L•• F•••••••• L•• for D•••• • A••••••••• L•• (registered 2026-06-04)
Form ADVobserved 7 days ago
Occurred
Sep 18, 2023
Advisor changed firm
J••••• T••• H•••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2024-05-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dca2de1f-1ee1-a0d2-352b-01edff91e310
First observed: Mar 6, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.