This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 9, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66|S65

First exam

Feb 9, 2007

First registration

Oct 31, 2011

Dual registered

yes, broker-dealer

IAPD individual key

5241521

• Occurred

  May 7, 2024
  Advisor changed firm

  Dominic Vincent Privitera left Lpl Financial Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-05-07)

  Form ADVobserved 6 days ago
• Occurred

  Mar 22, 2022
  Advisor changed firm

  Dominic Vincent Privitera left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2022-03-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dcb072b8-69d6-2cff-2161-f63bb20534d9

First observed

Oct 31, 2011

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.