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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SUTTONBROOK CAPITAL MANAGEMENT LP

CRD 131169

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Search this name across graphsid dfx:ria:dcb2a862-9463-21b7-b17b-4e9dc81988ee

Data as of Mar 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 14, 2013
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $45.9MItem 5.F on the latest filing (2013-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $45.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Accounts: 4
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $45.9Mgross asset value as reported per fund; never fund size
Custody, client assets: $45.9M
SEC number: 801-63023
CRD: 131169
Filings on the tape: 2
First filed: Mar 30, 2012
Latest filed: Mar 14, 2013
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
SUTTONBROOK CAPITAL PORTFOLIO LP	Hedge Fund	$33.1M	Mar 14, 2013	8	Mar 30, 2012	reported	021-127675
SUTTONBROOK EUREKA FUND LP	Hedge Fund	$12.8M	Mar 14, 2013	1	Mar 30, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LONDON, JOHN, ALEXANDER	MANAGING MEMBER	E	yes	12/2002	Mar 30, 2012	Mar 14, 2013
LONDON, JOHN, ALEXANDER	CCO/LIMITED PARTNER	E	yes	08/2002	Mar 30, 2012	Mar 14, 2013
SUTTONBROOK HOLDINGS LLC	GENERAL PARTNER	Na	yes	12/2002	Mar 30, 2012	Mar 14, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUTTONBROOK CAPITAL ASSOCIATES CAYMAN, LTD.	n/a	n/a	n/a	N	yes	n/a
SUTTONBROOK CAPITAL ASSOCIATES LP	n/a	n/a	n/a	N	yes	n/a
SUTTONBROOK EUREKA FUND GP LLC	n/a	n/a	n/a	N	yes	n/a
SUTTONBROOK MASTER FUND GP LTD	n/a	n/a	n/a	N	yes	n/a
SUTTONBROOK PARTNERS GP LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 14, 2013	$45.9M	$45.9M	1	1	n/a	2	$45.9M
2011	Mar 30, 2012	$442M	$442M	n/a	n/a	n/a	2	$442M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$45.9M	$442M	-89.6%	n/a	n/a	1	n/a	n/a	n/a

Relationships

Advises (2)

→ SUTTONBROOK EUREKA FUND LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ SUTTONBROOK CAPITAL PORTFOLIO LPPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV

Controls (2)

← LONDON, JOHN, ALEXANDEROwnerMANAGING MEMBER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← SUTTONBROOK HOLDINGS LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcb2a862-9463-21b7-b17b-4e9dc81988ee
First observed: Mar 30, 2012
Last observed: Mar 14, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUTTONBROOK CAPITAL MANAGEMENT LP

CRD 131169

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dcb2a862-9463-21b7-b17b-4e9dc81988ee

Data as of Mar 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

SUTTONBROOK CAPITAL PORTFOLIO LP

Hedge Fund

$33.1M

Mar 14, 2013

Mar 30, 2012

reported

021-127675

SUTTONBROOK EUREKA FUND LP

Hedge Fund

$12.8M

Mar 14, 2013

Mar 30, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LONDON, JOHN, ALEXANDER

MANAGING MEMBER

yes

12/2002

Mar 30, 2012

Mar 14, 2013

LONDON, JOHN, ALEXANDER

CCO/LIMITED PARTNER

yes

08/2002

Mar 30, 2012

Mar 14, 2013

SUTTONBROOK HOLDINGS LLC

GENERAL PARTNER

yes

12/2002

Mar 30, 2012

Mar 14, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUTTONBROOK CAPITAL ASSOCIATES CAYMAN, LTD.

n/a

yes

n/a

SUTTONBROOK CAPITAL ASSOCIATES LP

n/a

yes

n/a

SUTTONBROOK EUREKA FUND GP LLC

n/a

yes

n/a

SUTTONBROOK MASTER FUND GP LTD

n/a

yes

n/a

SUTTONBROOK PARTNERS GP LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 14, 2013

$45.9M

n/a

$45.9M

2011

Mar 30, 2012

$442M

n/a

$442M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$45.9M

$442M

-89.6%

n/a