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Advisor at CORIENT
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Aug 18, 2026 | n/a | yes | Dallas, TX | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 29, 2016 | Jul 14, 2026 | no | DALLAS, TX | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 2, 2002 | Sep 22, 2016 | no | LEWISVILLE, TX|DALLAS, TX | Previous registration |
| HFG ADVISORS, L.L.C. | n/a | Sep 2, 1987 | Nov 5, 2002 | no | DALLAS, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 2, 1987 | Aug 19, 2002 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Corient | Jul 14, 2026 | Aug 18, 2026 | 35 | Firm change | Ibd to RIA |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 29, 2016 | -146 | Bulk transfer | Other |
| HFG ADVISORS, L.L.C. | NFP ADVISOR SERVICES, LLC | Nov 5, 2002 | Aug 2, 2002 | -95 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | HFG ADVISORS, L.L.C. | Aug 19, 2002 | Sep 2, 1987 | -5,465 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 283330:319448:TX:2026-07-14 | Jul 14, 2026 | Aug 18, 2026 | DALLAS, TX | Firm change |