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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

William James Cortus

Advisor at U.S. BANCORP ADVISORS, LLC

Rancho Cucamonga, CA

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Search this name across graphsid dfx:ria:dcbd2d38-4a53-351f-cefe-d5a72cedf863

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jan 7, 1993
First registration: Oct 28, 2004
Dual registered: yes, broker-dealer
Other names: Billy James Cortus|Bill Cortus
IAPD individual key: 2223047

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Rancho Cucamonga, CA\|Rancho Cucamonga, CA\|Rancho Cucamonga, CA	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 30, 2022	Feb 13, 2026	no	Rancho Cucamonga, CA\|Rancho Cucamonga, CA\|Rancho Cucamonga, CA\|Rancho Cucamonga, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2018	Sep 12, 2022	no	ONTARIO, CA\|SAN BERNARDINO, CA\|FONTANA, CA\|CHINO, CA\|APPLE VALLEY, CA\|POMONA, CA\|LANCASTER, CA\|RIVERSIDE, CA\|CORONA, CA\|UPLAND, CA\|SAN BERNARDINO, CA\|COVINA, CA	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Oct 28, 2004	Nov 14, 2018	no	ONTARIO, CA\|ONTARIO, CA\|GRAND TERRACE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	U.S. BANCORP INVESTMENTS, INC.	Sep 12, 2022	Aug 30, 2022	-13	Firm change	RIA to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	LPL FINANCIAL LLC	Nov 14, 2018	Nov 15, 2018	1	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 30, 2022 to Feb 13, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 15, 2018 to Sep 12, 2022factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Oct 28, 2004 to Nov 14, 2018factForm ADV

Dated events

Occurred
Sep 12, 2022
Advisor changed firm
William James Cortus left Lpl Financial Llc for U.S. Bancorp Investments, Inc. (registered 2022-08-30)
Form ADVobserved 4 days ago