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Advisor at EQUITABLE ADVISORS, LLC
TUSTIN, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 3, 2025 | n/a | yes | TUSTIN, CA|TUSTIN, CA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Mar 12, 2025 | no | TUSTIN, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jun 23, 2015 | Mar 21, 2024 | no | GREENWOOD VILLAGE, CO|TUSTIN, CA|IRVINE, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 8, 1996 | Jun 23, 2015 | no | TUSTIN, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EQUITABLE ADVISORS, LLC | Mar 12, 2025 | Mar 3, 2025 | -9 | Firm change | Ibd to ibd |
| CETERA ADVISORS LLC | CETERA INVESTMENT ADVISERS LLC | Mar 21, 2024 | Mar 21, 2024 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | CETERA ADVISORS LLC | Jun 23, 2015 | Jun 23, 2015 | 0 | Firm change | Other |