DFX Intelligence
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Advisor at SPC
ANN ARBOR, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•• | Bd affiliated wealth | Oct 13, 2025 | n/a | yes | ANN ARBOR, MI | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 3, 2023 | Nov 8, 2024 | no | Bloomfield Hills, MI|Sterling Heights, MI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | S•• | Nov 8, 2024 | Oct 13, 2025 | 339 | Firm change | Ibd to ibd |
| C••••••• S••••••••• | A••••••••• F•••••••• S•••••••• L•• | Nov 3, 2023 | Nov 3, 2023 |
| C••••••• S••••••••• | Former SEC adviser | Mar 14, 2017 | Nov 3, 2023 | no | Auburn Hills, MI|AUBURN HILLS, MI|BLOOMFIELD HILLS, MI | Previous registration |
| E••••• J•••• | National bd RIA | Jan 28, 2014 | Mar 30, 2015 | no | STERLING HEIGHTS, MI | Previous registration |
| H•••• F•••••••• S•••••••• I••• | Independent wealth | Jul 30, 2013 | Sep 9, 2013 | no | CLINTON TOWNSHIP, MI | Previous registration |
| 0 |
| Bulk transfer |
| RIA to ibd |
| E••••• J•••• | C••••••• S••••••••• | Mar 30, 2015 | Mar 14, 2017 | 715 | Firm change after gap | Other |
| H•••• F•••••••• S•••••••• I••• | E••••• J•••• | Sep 9, 2013 | Jan 28, 2014 | 141 | Firm change | Other |