DFX Intelligence

R•• A•••• I•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•• A•••• I•••••

Advisor at I••••• • A••••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:dcd240fd-18bc-c11c-1a8b-a68a01946d9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• • A••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• • A••••••••• L••	State registered	Feb 17, 2023	n/a	yes	CINCINNATI, OH	Current employment
S••	Bd affiliated wealth	Feb 15, 2002	Feb 16, 2023	no	CINCINNATI, OH\|ANN ARBOR, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	I••••• • A••••••••• L••	Feb 16, 2023	Feb 17, 2023	1	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ I••••• • A••••••••• L••Registered adviserregistration: current employment
Feb 17, 2023 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Feb 15, 2002 to Feb 16, 2023factForm ADV

Dated events

Occurred
Feb 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcd240fd-18bc-c11c-1a8b-a68a01946d9f
First observed: Feb 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.