DFX Intelligence

C•••••• J••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

C•••••• J••• C•••••••

Advisor at W•••• C•••••• M••••••••• L••

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:dce78a17-e529-6507-fc95-96b7ca6c8897

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• C•••••• M••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• C•••••• M••••••••• L••	Institutional manager	Feb 13, 2020	n/a	yes	CHARLOTTE, NC	Current employment
L•••• A••••• • C•• L••	Asset manager	Oct 27, 2011	Nov 7, 2013	no	JERSEY CITY, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• A••••• • C•• L••	W•••• C•••••• M••••••••• L••	Nov 7, 2013	Feb 13, 2020	2,289	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Feb 13, 2020 to presentfactForm ADV
→ L•••• A••••• • C•• L••Registered adviserregistration: previous registration
Oct 27, 2011 to Nov 7, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dce78a17-e529-6507-fc95-96b7ca6c8897
First observed: Oct 27, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.