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Advisor at LPL FINANCIAL LLC
MINDEN, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 21, 2021 | n/a | yes | MINDEN, NV | Current employment |
| WADDELL & REED | Former SEC adviser | Oct 31, 2000 | Jul 21, 2021 | no | CARSON CITY, NV|CARSON CITY, NV|LAS VEGAS, NV|RENO, NV|CARSON CITY, NV|SEATTLE, WA|STOCKTON, CA|SACRAMENTO, CA|RENO, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WADDELL & REED | LPL FINANCIAL LLC | Jul 21, 2021 | Jul 21, 2021 | 0 | Bulk transfer | Ibd to ibd |