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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Amanda Rosplock Campbell

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Raleigh, NC

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Search this name across graphsid dfx:ria:dcf1f79d-b06b-110d-8607-502673d527a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 23, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 21, 2008
First registration: Jun 23, 2008
Dual registered: yes, broker-dealer
Other names: AMANDA MICHELLE ROSPLOCK|AMANDA MICHELLE ROSPLOCK|AMANDA MICHELLE CAMPBELL|Amanda Michelle Rosplock
IAPD individual key: 5530910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 8, 2025	n/a	yes	Raleigh, NC	Current employment
FORTRESS PRIVATE LEDGER, LLC	Independent wealth	Jan 11, 2023	Nov 1, 2024	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 21, 2014	Jan 5, 2023	no	DANIEL ISLAND, SC\|Winston Salem, NC\|DANIEL ISLAND, SC\|Raleigh, NC\|Raleigh, NC	Previous registration
NBT CAPITAL MANAGEMENT, INC.	Mixed wealth	Jun 23, 2008	Feb 27, 2014	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORTRESS PRIVATE LEDGER, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Nov 1, 2024	Jan 8, 2025	68	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	FORTRESS PRIVATE LEDGER, LLC	Jan 5, 2023	Jan 11, 2023	6	Firm change	RIA to RIA
NBT CAPITAL MANAGEMENT, INC.	SECURIAN FINANCIAL SERVICES, INC.	Feb 27, 2014	Mar 21, 2014	22	Firm change	Other

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ FORTRESS PRIVATE LEDGER, LLCRegistered adviserregistration: previous registration
Jan 11, 2023 to Nov 1, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 21, 2014 to Jan 5, 2023factForm ADV
→ NBT CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 23, 2008 to Feb 27, 2014factForm ADV

Dated events

Occurred
Nov 1, 2024
Advisor changed firm
Amanda Rosplock Campbell left Fortress Private Ledger, Llc for Northwestern Mutual Investment Services,Llc (registered 2025-01-08)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2023
Advisor changed firm
Amanda Rosplock Campbell left Securian Financial Services, Inc. for Fortress Private Ledger, Llc (registered 2023-01-11)
Form ADVobserved 5 days ago