DFX Intelligence

D••••• C•••• K•• K•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D••••• C•••• K•• K•

Advisor at S• A•••••••• L••

Lewis Center, OH | ATLANTA, GA

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Search this name across graphsid dfx:ria:dcfbd4c7-641c-9805-4028-f3afe6ab7439

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S• A•••••••• L••	Independent wealth	Dec 20, 2021	n/a	yes	Lewis Center, OH\|ATLANTA, GA	Current employment
H•••••• T••••••• • K•••• L••	Independent wealth	Mar 1, 2019	Oct 12, 2021	no	COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• T••••••• • K•••• L••	S• A•••••••• L••	Oct 12, 2021	Dec 20, 2021	69	Firm change	Ibd to RIA
B•••••• L••• A••••••• S•••••••• I•••	H•••••• T••••••• • K•••• L••	Jan 31, 2019	Mar 1, 2019

Relationships

Registered with (3)

→ S• A•••••••• L••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ H•••••• T••••••• • K•••• L••Registered adviserregistration: previous registration
Mar 1, 2019 to Oct 12, 2021factForm ADV
→ B•••••• L••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Jan 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcfbd4c7-641c-9805-4028-f3afe6ab7439
First observed: Nov 2, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.