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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

LIONHEART STRATEGIC MANAGEMENT, LLC

CRD 314990

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd095d09-1312-cd7f-da51-29f35f93c39d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 2
Observed: Sep 24, 2021 to Mar 31, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

LIONHEART STRATEGIC MANAGEMENT, LLC

Private credit manager · shared crd

Real Estate Fundsidentity

Lionheart Strategic Management, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $509MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $12.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 9
Private funds: 1Schedule D 7.B(1)
Custody, client assets: $267M
SEC number: 801-122551
CRD: 314990
Filings on the tape: 9
First filed: Sep 24, 2021
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: lionheartstrategic.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LIONHEART MEZZANINE CAPITAL INVESTORS, LP	Real Estate Fund	$22.4M	Mar 29, 2024	5	Sep 24, 2021	reported	021-290319

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
KLEIN, ANDREW, PHILIP	MANAGING DIRECTOR	Na	yes	07/2017	Sep 24, 2021	Mar 29, 2024
LIONHEART STRATEGIC MANAGEMENT HOLDCO LLC	Member	E	yes	03/2023	Sep 24, 2021	Mar 29, 2024
LSM MANAGEMENT LLC	Member	C	yes	03/2023	Mar 29, 2024	Mar 29, 2024
LSM MASTER HOLDING COMPANY LLC	SOLE MEMBER	E	yes	03/2023	Mar 29, 2024	Mar 29, 2024
Mandelbaum, Andrew, NMN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Feb 9, 2024	Mar 29, 2024
POST, SEBASTIAN, JOHAN LIPKA	MANAGING DIRECTOR	Na	yes	07/2017	Sep 24, 2021	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FISHER BROTHERS MANAGEMENT COMPANY LLC	n/a	n/a	n/a	N	yes	n/a
LIONHEART MEZZANINE CAPITAL GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 31, 2026	$509M	$12.4M	14	11	1	n/a
2024	Mar 31, 2025	$371M	$12.4M	11	8	1	n/a
2023	Mar 29, 2024	$502M	$22.4M	10	7	1	$22.4M
2022	Mar 30, 2023	$359M	$34.3M	8	6	1	$34.3M
2021	Feb 15, 2022	$324M	$73.8M	6	5	1	$73.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$509M	$371M	37.1%	$359M	12.4%	14	11	0	0

Relationships

Advises (1)

→ LIONHEART MEZZANINE CAPITAL INVESTORS, LPPrivate fundReal Estate Fund, IA
Sep 24, 2021 to presentfactForm ADV

Controls (6)

← POST, SEBASTIAN, JOHAN LIPKAOwnerMANAGING DIRECTOR, ownership code NA, individual
Sep 24, 2021 to Mar 29, 2024factForm ADV
← KLEIN, ANDREW, PHILIPOwnerMANAGING DIRECTOR, ownership code NA, individual
Sep 24, 2021 to Mar 29, 2024factForm ADV
← Mandelbaum, Andrew, NMNOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 9, 2024 to Mar 29, 2024factForm ADV
← LIONHEART STRATEGIC MANAGEMENT HOLDCO LLCOwnerMEMBER, ownership code E, domestic entity
Sep 24, 2021 to Mar 29, 2024factForm ADV
← LSM MANAGEMENT LLCOwnerMEMBER, ownership code C, domestic entity
Mar 29, 2024 to Mar 29, 2024factForm ADV
← LSM MASTER HOLDING COMPANY LLCOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 29, 2024 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 31, 2026
Regulatory AUM changed
Lionheart Strategic Management, Llc reported RAUM $508.7M, up 37% from $370.9M (2025-03-31 to 2026-03-31)
Form ADVobserved 4 days ago
$138M
Occurred
Mar 31, 2025
Regulatory AUM changed
Lionheart Strategic Management, Llc reported RAUM $370.9M, down 26% from $501.5M (2024-03-29 to 2025-03-31)
Form ADVobserved 4 days ago
$-131M
Occurred
Mar 29, 2024
Regulatory AUM changed
Lionheart Strategic Management, Llc reported RAUM $501.5M, up 40% from $358.5M (2024-02-16 to 2024-03-29)
Form ADVobserved 4 days ago
$143M
Occurred
Feb 16, 2024
Control person joined
Philip Andrew Klein (Managing Director) appeared on Schedule A of Lionheart Strategic Management, Llc
Form ADVobserved 4 days ago
Occurred
Feb 9, 2024
Control person joined
Nmn Andrew Mandelbaum (Chief Compliance Officer) appeared on Schedule A of Lionheart Strategic Management, Llc
Form ADVobserved 4 days ago
Occurred
Sep 24, 2021
First Form ADV filing
Lionheart Strategic Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd095d09-1312-cd7f-da51-29f35f93c39d
First observed: Sep 24, 2021
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIONHEART STRATEGIC MANAGEMENT, LLC

CRD 314990

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd095d09-1312-cd7f-da51-29f35f93c39d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:26 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LIONHEART MEZZANINE CAPITAL INVESTORS, LP

Real Estate Fund

$22.4M

Mar 29, 2024

Sep 24, 2021

reported

021-290319

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

KLEIN, ANDREW, PHILIP

MANAGING DIRECTOR

yes

07/2017

Sep 24, 2021

Mar 29, 2024

LIONHEART STRATEGIC MANAGEMENT HOLDCO LLC

Member

yes

03/2023

Sep 24, 2021

Mar 29, 2024

LSM MANAGEMENT LLC

Member

yes

03/2023

Mar 29, 2024

LSM MASTER HOLDING COMPANY LLC

SOLE MEMBER

yes

03/2023

Mar 29, 2024

Mandelbaum, Andrew, NMN

CHIEF COMPLIANCE OFFICER

yes

01/2024

Feb 9, 2024

Mar 29, 2024

POST, SEBASTIAN, JOHAN LIPKA

MANAGING DIRECTOR

yes

07/2017

Sep 24, 2021

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FISHER BROTHERS MANAGEMENT COMPANY LLC

n/a

yes

n/a

LIONHEART MEZZANINE CAPITAL GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$509M

$12.4M

n/a

2024

Mar 31, 2025

$371M

$12.4M

n/a

2023

Mar 29, 2024

$502M

$22.4M

2022

Mar 30, 2023

$359M

$34.3M

2021

Feb 15, 2022

$324M

$73.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$509M

$371M

37.1%

$359M

12.4%