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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

MICHAEL TSIAKLIDES

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | St Louis, MO

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Search this name across graphsid dfx:ria:dd0af1b9-afde-ae4e-6ed2-351dbd5b770b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63
First exam: Nov 25, 1998
First registration: Jun 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 3146429

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Sep 27, 2022	n/a	yes	SAN DIEGO, CA\|St Louis, MO	Current employment
STONEX ADVISORS INC.	Bd affiliated wealth	Dec 6, 2019	Sep 27, 2022	no	BIRMINGHAM, AL	Previous registration
QUEST CAPITAL STRATEGIES, INC.	Former SEC adviser	Mar 20, 2018	Dec 6, 2019	no	ST LOUIS, MO\|LAGUNA HILLS, CA	Previous registration
PRIVATE LABEL MONEY MANAGEMENT, INC.	n/a	Sep 27, 2013	Oct 30, 2013	no	ST. LOUIS, MO	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jan 25, 2010	Sep 13, 2013	no	SAINT LOUIS, MO	Previous registration
CUTTER & COMPANY, INC.	Former SEC adviser	Jun 5, 2007	Dec 31, 2009	no	ST. LOUIS, MO\|ST. LOUIS, MO\|ST. LOUIS, MO\|BALLWIN, MO\|ST. LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEX ADVISORS INC.	KINGSWOOD WEALTH ADVISORS, LLC	Sep 27, 2022	Sep 27, 2022	0	Firm change	Ibd to RIA
QUEST CAPITAL STRATEGIES, INC.	STONEX ADVISORS INC.	Dec 6, 2019	Dec 6, 2019	0	Bulk transfer	RIA to ibd
PRIVATE LABEL MONEY MANAGEMENT, INC.	QUEST CAPITAL STRATEGIES, INC.	Oct 30, 2013	Mar 20, 2018	1,602	Firm change after gap	Other
AVANTAX ADVISORY SERVICES	PRIVATE LABEL MONEY MANAGEMENT, INC.	Sep 13, 2013	Sep 27, 2013	14	Firm change	Other
CUTTER & COMPANY, INC.	AVANTAX ADVISORY SERVICES	Dec 31, 2009	Jan 25, 2010	25	Firm change	Other

Relationships

Registered with (6)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Sep 27, 2022 to presentfactForm ADV
→ STONEX ADVISORS INC.Registered adviserregistration: previous registration
Dec 6, 2019 to Sep 27, 2022factForm ADV
→ QUEST CAPITAL STRATEGIES, INC.Registered adviserregistration: previous registration
Mar 20, 2018 to Dec 6, 2019factForm ADV
→ PRIVATE LABEL MONEY MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 27, 2013 to Oct 30, 2013factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 25, 2010 to Sep 13, 2013factForm ADV
→ CUTTER & COMPANY, INC.Registered adviserregistration: previous registration
Jun 5, 2007 to Dec 31, 2009factForm ADV

Dated events

Occurred
Sep 27, 2022
Advisor changed firm
Michael Tsiaklides left Stonex Advisors Inc. for Kingswood Wealth Advisors, Llc (registered 2022-09-27)
Form ADVobserved 6 days ago