DFX Intelligence

C•••••••• J• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

C•••••••• J• M•••••••••

Advisor at S•••••• F•••••••• L••

PORTSMOUTH, NH | San Antonio, TX

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Search this name across graphsid dfx:ria:dd12c58e-39c8-0b5c-331a-16c01065cbf5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• L••	Independent wealth	May 5, 2026	n/a	yes	San Antonio, TX\|PORTSMOUTH, NH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 31, 2023	Apr 14, 2026	no	San Antonio, TX\|SAN ANTONIO, TX\|San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S•••••• F•••••••• L••	Apr 14, 2026	May 5, 2026	21	Firm change	Wirehouse to RIA
E••••• J••••	J••• M••••• S••••••••• L••	Aug 19, 2020	Jan 31, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:79:TX:2020-08-11	Aug 19, 2020	Jan 31, 2023	NEW BRAUNFELS, TX	Firm change after gap

Relationships

Registered with (3)

→ S•••••• F•••••••• L••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 31, 2023 to Apr 14, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 1, 2017 to Aug 19, 2020factForm ADV

Dated events

Occurred
Apr 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd12c58e-39c8-0b5c-331a-16c01065cbf5
First observed: Mar 1, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.