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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

JEFFREY MICHAEL DAVIS

Advisor at OSAIC WEALTH, INC.

ASHLAND, MA

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Search this name across graphsid dfx:ria:dd178e27-9608-81bf-ae17-0867c0aa46bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 28, 1992
First registration: Feb 19, 2003
Dual registered: yes, broker-dealer
Other names: JEFFREY MICHAEL DAVIS|JEFFREY MICHEAL DAVIS
IAPD individual key: 2165596

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	ASHLAND, MA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	May 2, 2017	Sep 1, 2023	no	Ashland, MA\|BEDFORD, NH\|ASHLAND, MA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Mar 26, 2010	Aug 30, 2016	no	Lynnfield, MA\|LYNNFIELD, MA\|LYNNFIELD, MA\|ASHLAND, MA\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Aug 22, 2007	Apr 1, 2010	no	WESTBOROUGH, MA\|ASHLAND, MA	Previous registration
LEGACY ADVISORY SERVICES, INC.	n/a	Feb 19, 2003	Jul 17, 2007	no	MILFORD, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
INVESTORS CAPITAL ADVISORY	SAGEPOINT FINANCIAL, INC.	Aug 30, 2016	May 2, 2017	245	Firm change	Other
SII INVESTMENTS, INC.	INVESTORS CAPITAL ADVISORY	Apr 1, 2010	Mar 26, 2010	-6	Firm change	Other
LEGACY ADVISORY SERVICES, INC.	SII INVESTMENTS, INC.	Jul 17, 2007	Aug 22, 2007	36	Firm change	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
May 2, 2017 to Sep 1, 2023factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Mar 26, 2010 to Aug 30, 2016factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 22, 2007 to Apr 1, 2010factForm ADV
→ LEGACY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Feb 19, 2003 to Jul 17, 2007factForm ADV

Dated events

No dated event names this entity yet.