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RIA / WealthAdvisorCertified Financial Planner14 years in industry

JOHN LEE

Advisor at NORTHWEST ASSET MANAGEMENT

Federal Way, WA | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:dd1e3037-c092-51a0-ea82-9c91dd4539f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 20, 2012
First registration: Aug 15, 2012
Dual registered: no
Other names: JOHN LEE
IAPD individual key: 4334258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST ASSET MANAGEMENT	Independent wealth	Nov 3, 2025	n/a	yes	Federal Way, WA\|MERCER ISLAND, WA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Sep 25, 2025	no	FEDERAL WAY, WA\|TUKWILA, WA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|FEDERAL WAY, WA\|TUKWILA, WA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 15, 2012	Jul 13, 2018	no	SEATTLE, WA\|TUKWILA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	NORTHWEST ASSET MANAGEMENT	Sep 25, 2025	Nov 3, 2025	39	Firm change	Ibd to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (3)

→ NORTHWEST ASSET MANAGEMENTRegistered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Sep 25, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
John Lee left Strategic Advisers Llc for Northwest Asset Management (registered 2025-11-03)
Form ADVobserved 6 days ago