DFX Intelligence

P••• T••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst13 years in industry

P••• T••••• K•••••••

Advisor at L•••

Denver, CO | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:dd217dcb-bf21-d2c5-a7fe-645902fd8af7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 7, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Dec 2, 2024	n/a	yes	Denver, CO\|LOS ANGELES, CA	Current employment
P•••••••• D••••• A•••••••• I•••	Former SEC adviser	Jan 11, 2017	Jul 2, 2024	no	Englewood, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	P•••••••• D••••• A•••••••• I•••	Nov 19, 2024	Jan 11, 2017	-2,869	Firm change after gap	Other
P•••••••• D••••• A•••••••• I•••	L•••	Jul 2, 2024	Dec 2, 2024

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 7, 2015 to Nov 19, 2024factForm ADV
→ P•••••••• D••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2017 to Jul 2, 2024factForm ADV

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
P••• T••••• K••••••• left G••••• W••••• M••••••••• I••• for P•••••••• D••••• A•••••••• I••• (registered 2017-01-11)
Form ADVobserved 7 days ago
Occurred
Jul 2, 2024
Advisor changed firm
P••• T••••• K••••••• left P•••••••• D••••• A•••••••• I••• for Lido (registered 2024-12-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd217dcb-bf21-d2c5-a7fe-645902fd8af7
First observed: Dec 7, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.