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Advisor at EQUITABLE ADVISORS, LLC
CHARLOTTE, NC | Mooresville, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 29, 2018 | n/a | yes | CHARLOTTE, NC|Mooresville, NC | Current employment |
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 1, 2013 | Jun 22, 2017 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC | EQUITABLE ADVISORS, LLC | Jun 22, 2017 | Oct 29, 2018 | 494 | Firm change after gap | Other |