This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 23, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Feb 23, 1994

First registration

Jun 14, 2004

Dual registered

yes, broker-dealer

Other names

LARSON|JULIE ANN CHILDS|JULIE ANN PALACH|JULIE ANN CHILDS|JULIE ANN LARSON

IAPD individual key

2442662

• Occurred

  Dec 2, 2024
  Advisor changed firm

  Julie Ann Rothmeier left Financial Advocates Investment Management for Lpl Financial Llc (registered 2024-12-02)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dd3314d3-c51e-ca9d-3338-d06fc0d6d5b4

First observed

Jun 14, 2004

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.