DFX Intelligence

A••• M•••• P••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A••• M•••• P••••

Advisor at L•• F•••••••• L••

GREENWOOD VILLAGE, CO | CENTENNIAL, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 21, 2022	n/a	yes	GREENWOOD VILLAGE, CO\|CENTENNIAL, CO	Current employment
F•••• F•••••••• E••••• C•••••••••	Former SEC adviser	Dec 15, 2014	Apr 4, 2022	no	GREENWOOD VILLAGE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F•••••••• E••••• C•••••••••	L•• F•••••••• L••	Apr 4, 2022	Mar 21, 2022	-14	Firm change	Ibd to RIA
W•••• F•••• A•••••••	F•••• F•••••••• E••••• C•••••••••	Dec 18, 2014	Dec 15, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
16507:6413:CO:2022-04-04	Apr 4, 2022	Mar 21, 2022	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 9, 2005 to Jan 20, 2006factForm ADV
→ F•••• F•••••••• E••••• C•••••••••Registered adviserregistration: previous registration
Dec 15, 2014 to Apr 4, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Dec 18, 2014factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Order

Occurred
4 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 21, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.