DFX Intelligence

J••••• J•• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J••••• J•• E••••

Advisor at W•••• F•••• A•••••••

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd39ae0c-cafe-561b-fc94-ea6e2527b5cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 17, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 10, 2020	n/a	yes	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Current employment
H••• S••••••••• •••• I•••	Bd affiliated wealth	Apr 28, 2008	Dec 24, 2019	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••• S••••••••• •••• I•••	W•••• F•••• A•••••••	Dec 24, 2019	Feb 10, 2020	48	Firm change	Ibd to wirehouse
C•••• I••••••••• S••••••• C••••	H••• S••••••••• •••• I•••	Apr 14, 2008	Apr 28, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
19585:19616:NY:2019-12-17	Dec 24, 2019	Feb 10, 2020	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 10, 2020 to presentfactForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
Apr 28, 2008 to Dec 24, 2019factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Feb 25, 2003 to Apr 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd39ae0c-cafe-561b-fc94-ea6e2527b5cc
First observed: Feb 25, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.