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Advisor at HIGHTOWER ADVISORS, LLC
Dallas, TX | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Sep 10, 2025 | n/a | yes | Dallas, TX|CHICAGO, IL | Current employment |
| CERITY PARTNERS LLC | Independent wealth | Apr 2, 2019 | Jun 2, 2025 | no | FORT WORTH, TX|NEW YORK, NY | Previous registration |
| KARSTEN ADVISORS | Former SEC adviser | May 7, 2018 | Apr 1, 2019 | no | FORT WORTH, TX | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 22, 2017 | Mar 8, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | HIGHTOWER ADVISORS, LLC | Jun 2, 2025 | Sep 10, 2025 | 100 | Firm change | RIA to ibd |
| KARSTEN ADVISORS | CERITY PARTNERS LLC | Apr 1, 2019 | Apr 2, 2019 | 1 | Firm change | RIA to RIA |
| SCOTTRADE INVESTMENT MANAGEMENT | KARSTEN ADVISORS | Mar 8, 2018 | May 7, 2018 | 60 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158571:151559:TX:2019-04-01 | Apr 1, 2019 | Apr 2, 2019 | FORT WORTH, TX | Firm change |