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RIA / WealthAdvisorCertified Financial Planner26 years in industry

ALEXANDRE MARTINS SANTOS

Advisor at CRESSET ASSET MANAGEMENT, LLC

Tampa, FL | CHICAGO, IL | West Palm Beach, FL

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Search this name across graphsid dfx:ria:dd3f070e-70b5-0d80-ca8e-f0ca7516672b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 5, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRESSET ASSET MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 21, 1999
First registration: Feb 5, 2001
Dual registered: no
Other names: ALEX SANTOS
IAPD individual key: 5245165

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Aug 26, 2026	n/a	yes	West Palm Beach, FL\|Tampa, FL\|CHICAGO, IL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	May 4, 2015	Sep 3, 2026	no	BOCA RATON, FL\|TAMPA, FL\|Tampa, FL	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Nov 10, 2014	May 4, 2015	no	BOCA RATON, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 23, 2013	no	W. PALM BEACH, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 15, 2008	Jun 1, 2009	no	W. PALM BEACH, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 17, 2007	Apr 22, 2008	no	WEST PALM BEACH, FL	Previous registration
CAMPBELL WILLIAMS, INC.	State registered	Feb 5, 2001	Dec 15, 2008	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	CRESSET ASSET MANAGEMENT, LLC	Sep 3, 2026	Aug 26, 2026	-8	Firm change	Wirehouse to RIA
OPPENHEIMER & CO. INC.	UBS FINANCIAL SERVICES INC.	May 4, 2015	May 4, 2015	0	Firm change	Other
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Jul 23, 2013	Nov 10, 2014	475	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CAMPBELL WILLIAMS, INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 15, 2008	Sep 17, 2007	-455	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Apr 22, 2008	Apr 15, 2008	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:288566:FL:2026-09-03	Sep 3, 2026	Aug 26, 2026	TAMPA, FL	Firm change
249:8174:FL:2015-05-04	May 4, 2015	May 4, 2015	BOCA RATON, FL	Firm change

Relationships

Registered with (7)

→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 4, 2015 to Sep 3, 2026factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Nov 10, 2014 to May 4, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 23, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 15, 2008 to Jun 1, 2009factForm ADV
→ CAMPBELL WILLIAMS, INC.Registered adviserregistration: previous registration
Feb 5, 2001 to Dec 15, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 17, 2007 to Apr 22, 2008factForm ADV

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
Alexandre Martins Santos left Ubs Financial Services Inc. for Cresset Asset Management, Llc (registered 2026-08-26)
Form ADVobserved 6 days ago