DFX Intelligence

S•••••• G••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

S•••••• G••••• C•••

Advisor at C•••••• P•••••• W••••• A•••••••

Boca Raton, FL | PORT CHARLOTTE, FL

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Search this name across graphsid dfx:ria:dd443697-82b8-d05c-268f-ae0fcee8d928

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 17, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• P•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• P•••••• W••••• A•••••••	Independent wealth	Mar 6, 2025	n/a	yes	PORT CHARLOTTE, FL\|Boca Raton, FL	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Mar 31, 2009	Mar 31, 2025	no	CORAL SPRINGS, FL\|Coral Springs, FL\|Boca Raton, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C•••••• P•••••• W••••• A•••••••	Mar 31, 2025	Mar 6, 2025	-25	Firm change	Ibd to new firm
R•••••• J•••• F•••••••• S•••••••• I•••	W••••••• F•••••••• C•••••••••	Oct 10, 2009	Apr 28, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:333615:FL:2025-03-31	Mar 31, 2025	Mar 6, 2025	BOCA RATON, FL	Firm change

Relationships

Registered with (4)

→ C•••••• P•••••• W••••• A•••••••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 31, 2009 to Mar 31, 2025factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 17, 1991 to Oct 10, 2009factForm ADV
→ W••••••• F•••••••• C•••••••••Registered adviser

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd443697-82b8-d05c-268f-ae0fcee8d928
First observed: Jan 17, 1991
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.