DFX Intelligence

C••••• E•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

C••••• E•••••• E••••••

Advisor at C•• S•••••••• W••••• M•••••••••

TEMECULA, CA

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Search this name across graphsid dfx:ria:dd4a4638-1316-3785-c9c3-68a9195b1b7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• S•••••••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 20, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• S•••••••• W••••• M•••••••••	State registered	Dec 20, 2021	n/a	yes	TEMECULA, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Mar 4, 2015	Nov 11, 2015	no	FRESNO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	C•• S•••••••• W••••• M•••••••••	Nov 11, 2015	Dec 20, 2021	2,231	Firm change after gap	Other
L•• F•••••••• L••	S•• I••••••••• A•••••••• I•••	Feb 12, 2015	Mar 4, 2015

Relationships

Registered with (5)

→ C•• S•••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 20, 2021 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2015 to Nov 11, 2015factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2010 to Feb 12, 2015factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd4a4638-1316-3785-c9c3-68a9195b1b7b
First observed: Apr 16, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.