DFX Intelligence

P•••••• E••••• ••••••••• C••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

P•••••• E••••• ••••••••• C••• L•••

CRD 297686

BANGKOK

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Search this name across graphsid dfx:ria:dd584176-14ad-3096-00f0-52568c1f5e00

Data as of Mar 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 8
On other graphs: 1
Observed: Dec 24, 2020 to Mar 20, 2025
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• E••••• ••••••••• C••• L•••

P•••••• equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $172M••• Locked
Discretionary RAUM: $0
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••• A••• I•• L•••	P•••••• Equity Fund	$31.4M	Mar 25, 2026	27	Dec 14, 2012	reported	021-200125

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• S••••••	Director	C	yes	07/2020	Dec 24, 2020	Mar 20, 2024
K••••••••• S••••••	Director	B	yes	02/2014	Dec 24, 2020	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••••• A••• M••••••••• L•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
HO CHI MINH CITY	n/a	Vietnam	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2024	Mar 20, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$172M	$278M	-38.3%	$365M	-22.2%	11	13	1	1

Relationships

Controls (5)

← V••••• P•••• P•••••••••OwnerDIRECTOR, ownership code NA, individual
Dec 24, 2020 to Mar 20, 2024factForm ADV
← K••••••••• S••••••OwnerDIRECTOR, ownership code C, individual
Dec 24, 2020 to Mar 20, 2024factForm ADV
← S••••••••• A••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Dec 24, 2020 to Mar 20, 2024factForm ADV
← W••••••••• E••••••OwnerDIRECTOR, ownership code B, individual
May 27, 2021 to Mar 20, 2024fact

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 25, 2026
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Mar 20, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-106M
Occurred
May 27, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$111M
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd584176-14ad-3096-00f0-52568c1f5e00
First observed: Dec 24, 2020
Last observed: Mar 20, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.