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Advisor at EDWARD JONES
PEARL CITY, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Feb 21, 2018 | n/a | yes | PEARL CITY, HI | Current employment |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Aug 31, 2017 | Feb 22, 2018 | no | HONOLULU, HI | Previous registration |
| OSAGE PACIFIC ADVISORS, INC. | State registered | Nov 1, 2016 | Aug 24, 2017 | no | Honolulu, HI|LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | EDWARD JONES | Feb 22, 2018 | Feb 21, 2018 | -1 | Firm change | Other |
| OSAGE PACIFIC ADVISORS, INC. | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Aug 24, 2017 | Aug 31, 2017 | 7 | Firm change | Other |